-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXygSeFPYwYSXnVUSDuqqYrPRgxDSFI+sHALCmvYQXHE2QAOT5bXMOBwXKVuCwHP oJsHeyX+opDKVLW+il3b4w== 0000912057-96-002176.txt : 19960216 0000912057-96-002176.hdr.sgml : 19960216 ACCESSION NUMBER: 0000912057-96-002176 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960213 SROS: NYSE SROS: PSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10519 FILM NUMBER: 96516100 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: D-322 AP6D CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: (708)-937-6100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES STOCK RETIREMENT TRUST CENTRAL INDEX KEY: 0000918392 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 708-937-6100 MAIL ADDRESS: STREET 1: AP6D, D-322 STREET 2: ONE ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 SC 13G/A 1 SCHEDULE 13-G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17 )* ------ ABBOTT LABORATORIES ---------------------------------- (Name of Issuer) COMMON SHARES WITHOUT PAR VALUE ---------------------------------- (Title of Class of Securities) 002824 10 0 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages --- CUSIP No. 002824 10 0 13G Page 2 of 7 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above Person Abbott Laboratories Stock Retirement Trust I.R.S. Identification No. 36-6047554 - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Illinois - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 0 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With 64,166,248 -------------------------------------------------- (7) Sole Dispositive Power 0 -------------------------------------------------- (8) Shared Dispositive Power 64,166,248 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 64,166,248 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* X - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 8.2% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* EP - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 002824 10 0 13G Page 3 of 7 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above Person Gary P. Coughlan ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 66,504 shares - (Does not include shares Owned by direct held in the Abbott Each Reporting Laboratories Stock Person With Retirement Trust for the benefit of the reporting person.) -------------------------------------------------- (6) Shared Voting Power 64,166,248 shares - as Trustee, Abbott Laboratories Stock Retirement Trust. -------------------------------------------------- (7) Sole Dispositive Power 66,504 shares (see note in 5 above) direct -------------------------------------------------- (8) Shared Dispositive Power 64,166,248 as Trustee, Abbott Laboratories Stock Retirement Trust. - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 64,366,970 (Total of 5 + 6 + 134,218 shares - right to acquire by exercise of stock options.) - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 8.2% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 002824 10 0 13G Page 4 of 7 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above Person Thomas C. Freyman ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 22,242 shares - (Does not include shares Owned by direct held in the Abbott Each Reporting Laboratories Stock Person With Retirement Trust for the benefit of the reporting person.) -------------------------------------------------- (6) Shared Voting Power 64,166,248 shares - as Trustee, Abbott Laboratories Stock Retirement Trust. -------------------------------------------------- (7) Sole Dispositive Power 22,242 shares (see note 5 above) -------------------------------------------------- (8) Shared Dispositive Power 64,166,248 as Trustee, Abbott Laboratories Stock Retirement Trust. - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 64,218,258 (Total of 5 + 6 + 29,768 shares - right to acquire by exercise of stock options.) - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 8.2% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 002824 10 0 13G Page 5 of 7 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above Person Ellen M. Walvoord ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 20,850 shares - (Does not include shares Owned by direct held in the Abbott Each Reporting Laboratories Stock Person With Retirement Trust for the benefit of the reporting person.) -------------------------------------------------- (6) Shared Voting Power 64,166,248 shares - as Trustee, Abbott Laboratories Stock Retirement Trust. -------------------------------------------------- (7) Sole Dispositive Power 20,850 shares (see note in 5 above) -------------------------------------------------- (8) Shared Dispositive Power 64,166,248 shares - as Trustee, Abbott Laboratories Stock Retirement Trust. - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 64,226,970 (Total of 5 + 6 + 39,872 shares - right to acquire by exercise of stock options.) - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 8.2% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a) Name of Issuer: Abbott Laboratories Item 1(b) Address of Issuer's Principal Executive Offices: 100 Abbott Park Road Abbott Park, Illinois 60064-3500 Item 2(a) Name of Persons Filing: Abbott Laboratories Stock Retirement Trust Gary P. Coughlan Thomas C. Freyman Ellen M. Walvoord Item 2(b) Address of Principal Business Office: 100 Abbott Park Road Abbott Park, Illinois 60064-3500 Item 2(c) Citizenship: Abbott Laboratories Stock Retirement Trust - Illinois. Gary P. Coughlan, Thomas C. Freyman, and Ellen M. Walvoord - United States Item 2(d) Title of Class of Securities: Common shares without par value Item 2(e) CUSIP Number: 002824 10 0 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d- 2(b), check whether the person filing is an: [x] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership (a) (see cover pages 2, 3, (b) 4 and 5, Items 5 through (c) 9 and 11.) Item 5. Ownership of Five Percent or Less of a Class Not applicable. Page 6 of 7 pages Item 6. Ownership of More than Five Percent on Behalf of Another Person. The shares owned by the Abbott Laboratories Stock Retirement Trust and the dividends thereon are held for the benefit of participants of the Abbott Laboratories Stock Retirement Plan pursuant to terms of that Plan and the Trust. The Abbott Laboratories Stock Retirement Plan is a qualified profit sharing plan. As of December 31, 1995, there were 36,248 participants with share balances in the Plan. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. This statement is filed on behalf of each individual listed below pursuant to their agreement. February 9, 1996 --------------------------------------- Date /s/ Gary P. Coughlan - --------------------------------- ABBOTT LABORATORIES STOCK Gary P. Coughlan RETIREMENT TRUST /s/ Thomas C. Freyman - --------------------------------- Thomas C. Freyman /s/ Ellen M. Walvoord - --------------------------------- /s/ Thomas C. Freyman Ellen M. Walvoord -------------------------------------- Thomas C. Freyman, Chairman of Trustees, Abbott Laboratories Stock Retirement Trust Page 7 of 7 pages DISCLAIMER OF BENEFICIAL OWNERSHIP UNDER RULE 13d-4 The filing of Schedule 13G Amendment 17 on behalf of the Abbott Laboratories Stock Retirement Trust does not constitute an admission that the undersigned is, for purposes of Section 13(d) of the Securities and Exchange Act of 1934, the beneficial owner of any securities covered by the Schedule. Pursuant to Rule 13d-4 of the Act, the undersigned disclaims such ownership with respect to any shares listed therein of which he would not otherwise be deemed to be beneficial owner. /s/ Gary P. Coughlan --------------------------------------- Gary P. Coughlan February 9, 1996 --------------------------------------- Date DISCLAIMER OF BENEFICIAL OWNERSHIP UNDER RULE 13d-4 The filing of Schedule 13G Amendment 17 on behalf of the Abbott Laboratories Stock Retirement Trust does not constitute an admission that the undersigned is, for purposes of Section 13(d) of the Securities and Exchange Act of 1934, the beneficial owner of any securities covered by the Schedule. Pursuant to Rule 13d-4 of the Act, the undersigned disclaims such ownership with respect to any shares listed therein of which he would not otherwise be deemed to be beneficial owner. /s/ Thomas C. Freyman --------------------------------------- Thomas C. Freyman February 9, 1996 --------------------------------------- Date DISCLAIMER OF BENEFICIAL OWNERSHIP UNDER RULE 13d-4 The filing of Schedule 13G Amendment 17 on behalf of the Abbott Laboratories Stock Retirement Trust does not constitute an admission that the undersigned is, for purposes of Section 13(d) of the Securities and Exchange Act of 1934, the beneficial owner of any securities covered by the Schedule. Pursuant to Rule 13d-4 of the Act, the undersigned disclaims such ownership with respect to any shares listed therein of which he would not otherwise be deemed to be beneficial owner. /s/ Ellen M. Walvoord --------------------------------------- Ellen M. Walvoord February 9, 1996 --------------------------------------- Date -----END PRIVACY-ENHANCED MESSAGE-----